Insider Trading
Ensure your staff are fully aware of the prohibitions against insider trading and their responsibility to act fairly, upholding the integrity and economic efficiency of the market.
Online course details
Purchase course
If you want to train your business or do more than one course, please enquire via the “My Company” option above. Rates reduce when training multiple users.
Unlock savings! The prices listed are for single courses. For bundle discounts or subscription options, please reach out to us for better rates.
Our Insider Trading course provides participants with a comprehensive understanding of the laws and regulations surrounding insider trading, focusing on the importance of acting fairly and maintaining market integrity. The course covers key concepts, including what constitutes insider trading, the legal obligations of individuals, and the serious consequences of violations. Through scenarios and practical guidance, this course equips employees with the knowledge to recognise and avoid activities that could be seen as insider trading, ensuring compliance and protecting both the individual and the organisation from legal risks.
Course Overview
Course summary
Legislation prohibits insider trading to ensure that individuals with access to non-public information handle it responsibly and do not exploit it for personal gain.
Understanding what constitutes inside information and the legal restrictions surrounding its use is crucial for any employee working at a publicly listed company. Violations of insider trading laws carry severe penalties, including substantial fines and potential imprisonment.
Key modules
- What is insider trading?
- Who is an insider?
- What is inside information?
- Definition of financial products
- Insider trading prohibitions
- The role of the regulators
- Exceptions and defences
- Managing insider trading
Learning outcomes
By the end of this course, participants will be able to:
- understand what comprises insider trading;
- know the three prohibitions against insider trading;
- understand the exceptions and defences to insider trading; and
- know the regulators and their roles.
Legislation covered
New Zealand: Financial Markets Conduct Act 2013
Australia: Corporations Act 2001
Course formats
Structured Learning
Accelerated Learning
Delivery options
Delivery options
SCORM-compliant file
Safetrac Platform
Enquire about this course for your organisation
Increase your compliance by bundling our related courses. This ensures you cover multiple topics and legislations for a holistic approach.
Gain a clear understanding of your obligations under New Zealand’s CoFI regime, including how it enhances conduct, accountability, and ...
Equip your team to identify and prevent money laundering and terrorism financing and understand the importance of maintaining regulatory ...
Learn the principles and standards set out in the Code of Professional Conduct for Financial Advice Services, and how it supports ethical ...
Ensure your staff understand how to identify and manage potential conflicts that may arise in their professional roles and how to maintain ...
Gain a general understanding of contract law, including the principles that govern the formation, enforcement, and termination of ...
Equip your staff with essential knowledge of the legislation governing consumer credit contracts, focusing on responsible lending practices ...
Ensure your staff understand the importance of anti-bribery and corruption compliance and how to recognise and prevent unethical and ...
Ensure your staff understand the importance of risk management in their daily roles, enabling them to make informed decisions that protect ...
Equip your team to identify and prevent anti-competitive conduct and understand the importance of fostering a fair business environment.
Ensure your staff understand what fraud is and how to recognise, prevent, and address it, to safeguard the organisation from financial ...
Ensure your staff understand the essential standards of ESG criteria and how it is vital for evaluating how companies manage their impact ...
Ensure your feel confident and protected in reporting unethical behaviour and understand their rights when blowing the whistle.
Equip your workplace with an understanding of the types of cartel conduct that are prohibited by the Commerce Act.
Equip your organisation with a clear understanding of the Fair Insurance Code, helping staff apply its standards for customer treatment, ...
Why Choose Safetrac’s Compliance Courses
Versatile Course Formats
Engaging and Customisable
Legally Up-to-Date
Flexible Delivery Options
Exceptional Customer Service
Trusted by Leading Brands
Get on the Safetrac
Is your organisation on the Safetrac?
Reach out to our team to discover how we can strengthen your corporate compliance program or schedule a training needs analysis today. We're here to help.
Book a consult
Let's chat! Our compliance experts can help spot any gaps in your compliance training program.
Submit an enquiry
Got questions? Reach out, and our compliance experts will get back to you with the answers.