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Insider Trading

Ensure your staff are fully aware of the prohibitions against insider trading and their responsibility to act fairly, upholding the integrity and economic efficiency of the market.

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Online course details

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Delivery

SCORM files or hosted on our Platform

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Course Format

Accelerated Learning (20-30 min)

Structured Learning (35-40 min)

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Regulation/Law

New Zealand: Financial Markets Conduct Act 2013

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Region
New Zealand

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About this online course

Our Insider Trading course provides participants with a comprehensive understanding of the laws and regulations surrounding insider trading, focusing on the importance of acting fairly and maintaining market integrity. The course covers key concepts, including what constitutes insider trading, the legal obligations of individuals, and the serious consequences of violations. Through scenarios and practical guidance, this course equips employees with the knowledge to recognise and avoid activities that could be seen as insider trading, ensuring compliance and protecting both the individual and the organisation from legal risks.

Insider Trading

Course Overview

Course summary

Course summary

Legislation prohibits insider trading to ensure that individuals with access to non-public information handle it responsibly and do not exploit it for personal gain. 

Understanding what constitutes inside information and the legal restrictions surrounding its use is crucial for any employee working at a publicly listed company. Violations of insider trading laws carry severe penalties, including substantial fines and potential imprisonment.

Key modules

Key modules

  • What is insider trading?
  • Who is an insider?
  • What is inside information?
  • Definition of financial products
  • Insider trading prohibitions
  • The role of the regulators
  • Exceptions and defences
  • Managing insider trading
Learning outcomes

Learning outcomes

By the end of this course, participants will be able to:

  • understand what comprises insider trading;
  • know the three prohibitions against insider trading;
  • understand the exceptions and defences to insider trading; and
  • know the regulators and their roles.
Legislation covered

Legislation covered

New Zealand: Financial Markets Conduct Act 2013

Australia: Corporations Act 2001

Course formats

Structured Learning

Ideal for first-time learners or those with little prior knowledge, covering the entire topic in 30-40 minutes.
Structured Learning

Accelerated Learning

Allows learners who understand the topic to proceed quickly through the course in 20-30 minutes.
Accelerated Learning

Delivery options

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SCORM-compliant file

Our client services team can deliver our courses via SCORM file if you have a Learning Management System (LMS) or SCORM-compliant software.
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Safetrac Platform

Alternatively, you can use our Compliance Platform to house any training material, track policy acceptance, administer surveys, and audits—all in one place. We can get you up and running within a few weeks.

Enquire about this course for your organisation

Book a free training needs analysis with one of our Compliance Experts to help you build out the ideal compliance training program.
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Related courses

Increase your compliance by bundling our related courses. This ensures you cover multiple topics and legislations for a holistic approach.

Why Choose Safetrac’s Compliance Courses

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Versatile Course Formats

Options include comprehensive compliance courses and short, bite-sized modules to meet diverse training needs.
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Engaging and Customisable

Our courses provide engaging, customisable content, from videos to interactive modules, tailored to your business.
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Legally Up-to-Date

All content is regularly updated to reflect the latest legislation, ensuring your training remains compliant.
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Flexible Delivery Options

Available via SCORM or our Compliance Platform, with regular updates provided whenever legal changes occur.

Exceptional Customer Service

Our local Client Services team ensures a smooth setup within a few weeks and offers ongoing support for all your learning and training needs.
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Trusted by Leading Brands

Renowned companies like Uber, Chubb, and David Jones rely on our compliance training solutions.

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