Conduct of Financial Institutions
Gain a clear understanding of your obligations under New Zealand’s CoFI regime, including how it enhances conduct, accountability, and consumer protection in the delivery of financial services.
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Participants will gain a foundational understanding of the key features of the CoFI legislation, including the Fair Conduct Principle, licensing requirements, governance obligations, and the establishment of Fair Conduct Programmes (FCPs). The course explains how these components work together to support consumer trust and ensure ethical behaviour across the financial services sector.
Course formats
Accelerated Learning
Delivery options
Delivery options
SCORM-compliant file
Safetrac Platform
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