Strengthen your organisation through engaging compliance training

Empowering brand managers with top-tier compliance training solutions to safeguard your brand’s reputation.

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Why financial services training matters

In the financial services sector, compliance is more than just a legal requirement—it’s the foundation of trust and operational integrity. Staying on top of regulations such as ASIC, APRA, and RBA is crucial for maintaining customer confidence and avoiding costly penalties. By training your workforce on these standards, you empower them to protect your organisation and contribute to a culture of accountability and excellence.

Ensure regulatory compliance

Our courses help your team understand and adhere to financial regulations, safeguarding your institution from risks.

Ensure regulatory compliance

Well-trained employees streamline operations, reducing errors and enhancing productivity.

Strengthen trust and reputation

Safetrac’s training reinforces your commitment to ethical practices, building trust with customers and stakeholders.

Courses designed to support financial services compliance

Our training programs ensure your employees are well-versed in the regulations and best practices that govern your industry, contributing to a secure and compliant organisation.

Anti-Money Laundering and Counter Terrorism Financing

Equip your staff with the knowledge to identify and prevent money laundering and terrorism financing activities.

Comprehensive coverage of AML/CTF regulations.
Engaging modules that simulate real-world scenarios.
Customisable content to align with your organisation’s risk profile.

Banking Code of Practice

Ensure your team understands and adheres to the Banking Code of Practice, promoting fairness and transparency in all customer interactions.

In-depth exploration of the Banking Code’s requirements.
Practical strategies for implementing the code in daily operations.
Tools to monitor compliance and maintain high ethical standards.

Complaints Handling (RG271)

Train your staff on effective complaints handling procedures in line with ASIC’s RG271 guidelines.

Detailed guidance on ASIC’s requirements for complaints handling.
Interactive scenarios to practice responding to customer complaints.
Techniques to improve customer satisfaction and reduce disputes.

Anti-Bribery and Corruption

Help staff spot and prevent bribery, corruption, and unethical conduct.

Recognise and prevent bribery and corruption at work
Understand legal risks and what’s allowed in different jurisdictions
Learn through interactive scenarios and practical examples.

Recommended courses

Training content commonly selected by financial services institutions.

General Corporate

Credit Contracts and Consumer Finance

Equip your staff with essential knowledge of the legislation governing consumer credit contracts, focusing on responsible lending practices ...

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Core Compliance

Anti-Competitive Conduct

Equip your team to identify and prevent anti-competitive conduct and understand the importance of fostering a fair business environment.

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Environmental, Social and Governance

Appropriate Behaviour at Work Functions

Equip your team to ensure they behave appropriately at work functions and understand what behaviour is respectful and acceptable.

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Code of Conduct

Code of Professional Conduct for Financial Advisors

Learn the principles and standards set out in the Code of Professional Conduct for Financial Advice Services, and how it supports ethical ...

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Privacy and Cyber Security

Cyber Responsibility

In an increasingly digital world, cyber responsibility is essential to maintaining the trust, security, and integrity of any organisation.

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Core Compliance

Anti-Money Laundering and Counter-Terrorism Financing

Equip your team to identify and prevent money laundering and terrorism financing and understand the importance of maintaining regulatory ...

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Environmental, Social and Governance

Drug and Alcohol Policy

Ensure your staff understands their obligation to be fit and capable of performing their roles, free from the influence of alcohol or ...

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General Corporate

Insider Trading

Ensure your staff are fully aware of the prohibitions against insider trading and their responsibility to act fairly, upholding the ...

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Environmental, Social and Governance

Conflicts of Interest

Ensure your staff understand how to identify and manage potential conflicts that may arise in their professional roles and how to maintain ...

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Core Compliance

Anti-Bribery and Corruption

Ensure your staff understand the importance of anti-bribery and corruption compliance and how to recognise and prevent unethical and ...

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Environmental, Social and Governance

Fraud Awareness

Ensure your staff understand what fraud is and how to recognise, prevent, and address it, to safeguard the organisation from financial ...

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How Safetrac helps you ensure compliance in the financial sector

Our award-winning courses and platform solutions are specifically designed to meet the needs of the financial services industry, helping your organisation stay ahead of regulatory changes and maintain a culture of accountability.

Tailored training

Our financial services courses are customised to align with your organisation’s specific regulatory requirements and operational goals, making the training relevant and impactful.

Comprehensive management

Our platform tools make it easy to track training completion, monitor compliance, and access detailed reporting, giving you full visibility and control.

Ongoing Support

We continuously update our content to reflect the latest regulatory changes and industry trends, ensuring that your organisation always benefits from up-to-date training.

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Is your organisation on the Safetrac?

Reach out to our team to discover how we can strengthen your corporate compliance program or schedule a training needs analysis today. We're here to help.

Book a consult

Let’s chat! Our compliance experts can help spot any gaps in your compliance training program.

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Why choose Safetrac

25+ years' experience

We have successfully been putting businesses on the Safetrac since 1999.

Preferred ASX-listed partner

Our platform and courses are the top choice for leading ASX-listed corporations.

Award-winning programs

We have won LearnX APAC's Best Compliance Training Program for 14 consecutive years.

ISO accredited

Renowned for top-quality compliance courses, seamless rollout and customer service.

Legally updated content

Our courseware is updated in real-time with legislative changes, ensuring accuracy always.

Trusted partner

No annual training client has been found inadequate by regulators, with 97% client retention.